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Carmine Cerasuolo

Alps Distributors, Inc.

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About Carmine Cerasuolo

Carmine Cerasuolo is a financial advisor with over 20 years of experience in the industry. Carmine is currently registered with Alps Distributors, Inc. Carmine has been with Alps Distributors, Inc. since 2010. Before that, Carmine worked at PFPC Distributors, Inc. from 2007 to 2010, and Professional Funds Distributor, LLC from 2005 to 2006. Carmine is a Series 7 and Series 63 licensed professional, and holds the SIE designation.

Firm Information

Carmine Cerasuolo is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carmine Cerasuolo’s Registration & Firm History

CT

07/01/2010 - Present

Alps Distributors, Inc. (Stamford CT)

NY

01/26/2007 - 06/30/2010

PFPC DISTRIBUTORS, INC. (NEW YORK NY)

ME

01/10/2006 - 02/06/2006

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

ME

01/06/2005 - 01/03/2006

PROFESSIONAL FUNDS DISTRIBUTOR, LLC (PORTLAND ME)

ME

10/20/2003 - 12/31/2004

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

ME

05/14/2002 - 12/31/2002

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

NY

09/05/2000 - 09/05/2001

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

04/12/2000 - 08/07/2000

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carmine Cerasuolo.
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