Unclaimed
Carmine Cerasuolo is a financial advisor with over 20 years of experience in the industry. Carmine is currently registered with Alps Distributors, Inc. Carmine has been with Alps Distributors, Inc. since 2010. Before that, Carmine worked at PFPC Distributors, Inc. from 2007 to 2010, and Professional Funds Distributor, LLC from 2005 to 2006. Carmine is a Series 7 and Series 63 licensed professional, and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/01/2010 - Present
Alps Distributors, Inc. (Stamford CT)
NY
01/26/2007 - 06/30/2010
PFPC DISTRIBUTORS, INC. (NEW YORK NY)
ME
01/10/2006 - 02/06/2006
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
ME
01/06/2005 - 01/03/2006
PROFESSIONAL FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
ME
10/20/2003 - 12/31/2004
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
ME
05/14/2002 - 12/31/2002
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
NY
09/05/2000 - 09/05/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/12/2000 - 08/07/2000
QUICK & REILLY, INC. (NEW YORK NY)
BC
Issued 05/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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