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Carmencita Protacio Calaway

U.s. Bancorp Investments, Inc.

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About Carmencita Protacio Calaway

Carmencita Calaway is a financial advisor with over 20 years of experience in the industry. Carmencita is currently registered with U.S. Bancorp Investments, Inc. in California and holds Series 7 and Series 66 licenses. Carmencita has also previously worked with J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Newport Coast Securities, Inc., Centaurus Financial, Inc., and AXA Advisors, LLC. Carmencita provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Carmencita Calaway is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Carmencita Calaway’s Registration & Firm History

CA

06/13/2024 - Present

U.s. Bancorp Investments, Inc. (Mission Viejo CA)

CA

06/06/2018 - 06/14/2024

J.P. MORGAN SECURITIES LLC (ALISO VIEJO CA)

CA

08/11/2016 - 06/01/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IRVINE CA)

CA

09/13/2012 - 01/04/2016

NEWPORT COAST SECURITIES, INC. (TUSTIN CA)

CA

01/10/2011 - 09/14/2012

CENTAURUS FINANCIAL, INC. (IRVINE CA)

CA

04/25/2003 - 01/15/2009

AXA ADVISORS, LLC (IRVINE CA)

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Licenses & Designations

BOTH

Issued 06/04/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carmencita Protacio Calaway. Review regulatory record here.
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