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Carmen Soledad Rosillo

Pentegra Distributors Inc.

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About Carmen Soledad Rosillo

Carmen Soledad Rosillo is a registered representative with Pentegra Distributors Inc. in White Plains, NY. Carmen has been in the industry since August 2021 and has a Series 63, Series 6TO and SIE. Carmen is licensed in North Carolina. Prior to joining Pentegra Distributors Inc., Carmen worked at PRINCIPAL SECURITIES, INC. in Charlotte, NC.

Firm Information

Carmen Rosillo is currently registered with Pentegra Distributors Inc.. Pentegra Distributors Inc. is a corporation formed in May 1989. It is registered in all 50 states and the District of Columbia. The firm has 1 approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carmen Rosillo’s Registration & Firm History

NY

01/26/2023 - Present

Pentegra Distributors Inc. (WHITE PLAINS NY)

NC

08/30/2021 - 01/23/2023

PRINCIPAL SECURITIES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/25/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/21/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carmen Soledad Rosillo.
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