Unclaimed
Carmen Soledad Rosillo is a registered representative with Pentegra Distributors Inc. in White Plains, NY. Carmen has been in the industry since August 2021 and has a Series 63, Series 6TO and SIE. Carmen is licensed in North Carolina. Prior to joining Pentegra Distributors Inc., Carmen worked at PRINCIPAL SECURITIES, INC. in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/26/2023 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
NC
08/30/2021 - 01/23/2023
PRINCIPAL SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 10/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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