Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Lopez is a financial professional with over 20 years of experience in the industry. Carmen is currently registered with J.P. Morgan Institutional Investments Inc. and Jpmorgan Distribution Services, Inc. Carmen previously held positions at J.P. Morgan Securities LLC, J.P. Morgan Clearing Corp., Family Management Securities, LLC, and The Winchester Group, Inc. Carmen is also a Series 7, Series 63 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/16/2020 - Present
J.p. Morgan Institutional Investments Inc. (JERSEY CITY NJ)
NY
04/05/2016 - 04/22/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/07/2004 - 04/05/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
04/07/2014 - 04/18/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/07/2004 - 12/31/2008
J.P.MORGAN SECURITIES INC. (BROOKLYN NY)
NY
04/26/2004 - 06/21/2004
FAMILY MANAGEMENT SECURITIES, LLC (NEW YORK NY)
NY
04/09/2003 - 03/29/2004
THE WINCHESTER GROUP, INC. (NEW YORK NY)
BC
Issued 11/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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