Unclaimed
Carmen Milagros Negroni is a financial advisor with B. Riley Wealth Management. Carmen has been a registered representative in the financial services industry since November 30, 2017. Carmen holds the Series 7, Series 99 and SIE securities licenses. Carmen is registered in Florida. Previously, Carmen has been employed by SAFRA SECURITIES LLC and AEGIS CAPITAL CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/28/2021 - Present
B. Riley Wealth Management (Miami FL)
FL
05/07/2021 - 06/28/2021
SAFRA SECURITIES LLC (AVENTURA FL)
FL
11/30/2017 - 04/29/2021
AEGIS CAPITAL CORP. (MIAMI FL)
BC
Issued 04/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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