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Carmen Milagros Negroni

B. Riley Wealth Management

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About Carmen Milagros Negroni

Carmen Milagros Negroni is a financial advisor with B. Riley Wealth Management. Carmen has been a registered representative in the financial services industry since November 30, 2017. Carmen holds the Series 7, Series 99 and SIE securities licenses. Carmen is registered in Florida. Previously, Carmen has been employed by SAFRA SECURITIES LLC and AEGIS CAPITAL CORP.

Firm Information

Carmen Negroni is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carmen Negroni’s Registration & Firm History

FL

06/28/2021 - Present

B. Riley Wealth Management (Miami FL)

FL

05/07/2021 - 06/28/2021

SAFRA SECURITIES LLC (AVENTURA FL)

FL

11/30/2017 - 04/29/2021

AEGIS CAPITAL CORP. (MIAMI FL)

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Licenses & Designations

BC

Issued 04/27/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carmen Milagros Negroni.
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