Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Wu is a financial advisor at Cetera Investment Advisers LLC with over 30 years of experience in the financial services industry. Carmen has a wide range of experience in providing financial advice to individuals, families, and businesses. Carmen is also a registered representative of Cetera Advisor Networks LLC. Carmen is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
06/29/2023 - Present
Cetera Investment Advisers LLC (VIENNA VA)
VA
08/29/2007 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (VIENNA VA)
VA
06/27/2005 - 08/10/2007
BB&T INVESTMENT SERVICES, INC. (FAIRFAX VA)
NC
04/22/2004 - 07/22/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
CT
09/28/1994 - 09/11/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
01/09/1989 - 08/10/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 09/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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