Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Marie North is a registered representative with Raymond James & Associates, Inc. Carmen has been in the industry since August 2008, and has experience in a variety of financial services roles. Carmen holds several licenses, including Series 7, 22, 31, 63, and 66. Carmen is also registered in several states as an Investment Advisor Representative. Carmen specializes in providing financial planning and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/21/2021 - Present
Raymond James & Associates, Inc. (Fernandina Beach FL)
FL
11/11/2011 - 01/07/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)
FL
06/01/2009 - 11/18/2011
MORGAN STANLEY SMITH BARNEY (JACKSONVILLE FL)
FL
09/29/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JACKSONVILLE FL)
ID
04/23/2008 - 06/19/2008
DBSI SECURITIES CORPORATION (BOISE ID)
BOTH
Issued 11/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/26/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/21/2008
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carmen North is the right advisor for you? Invested Better is here to help.
