Unclaimed
Carmen Buss is a financial advisor registered with Thrivent Investment Management Inc.. Carmen has been in the financial industry since 1990. Carmen is licensed in Wisconsin. Thrivent Investment Management Inc. has been in business since 1960. Their main office is located in Minneapolis, Minnesota. They manage assets for a wide variety of clients including individuals, high-net-worth individuals, churches and non-profit organizations. Carmen offers a range of financial services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
02/29/2012 - Present
Thrivent Investment Management Inc. (APPLETON WI)
WI
01/25/2005 - 03/05/2007
SECURITIES AMERICA, INC. (APPLETON WI)
MN
05/23/1994 - 12/31/2003
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
WI
02/11/1991 - 04/20/1994
VALLEY SECURITIES, INC. (APPLETON WI)
WI
11/25/1987 - 02/22/1991
SECURA INVESTMENTS, INC. (APPLETON WI)
BOTH
Issued 02/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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