Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Augustine is a financial professional with over seven years of experience in the industry. Carmen has a broad range of experience working with firms such as Barclays Capital Inc., J.P. Morgan Securities LLC, Jefferies LLC, and Leerink Partners LLC. Carmen holds the Series 7, Series 63, Series 79, Series 86, and Series 87 licenses and is currently registered with Wells Fargo Securities, LLC in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/21/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
04/28/2021 - 08/17/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/21/2017 - 05/07/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/15/2015 - 11/28/2017
JEFFERIES LLC (NEW YORK NY)
NY
03/17/2014 - 04/09/2015
LEERINK PARTNERS LLC (NEW YORK NY)
BC
Issued 04/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/22/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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