Unclaimed
Carmen Maria Cardenas is a registered representative with Finalis Securities LLC. Carmen has passed the Series 63, Series 82TO, and SIE exams. She is currently registered in Texas. Carmen's registration with Finalis Securities LLC began on 6/13/2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2024 - Present
Finalis Securities LLC (New York NY)
BC
Issued 01/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/09/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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