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Carmen Joseph Romano

Flood, Bumstead, McCready & McCarthy, Inc.

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About Carmen Joseph Romano

Carmen Romano is an investment advisor representative at Flood, Bumstead, McCready & McCarthy, Inc. Carmen has been in the industry since January 2004. Carmen is registered with the state of California, New York, and Tennessee. Carmen's primary registration is with the state of New York. Carmen has passed the Uniform Investment Adviser Law Examination (Series 65). Carmen has a strong background in providing financial planning and selection of other advisors services. Carmen has worked with 130 clients, including high-net-worth individuals, individuals other than high-net-worth, and other clients. Carmen's firm provides financial planning, selection of other advisors, and other services.

Firm Information

Carmen Romano is currently registered with Flood, Bumstead, McCready & McCarthy, Inc.. Flood, Bumstead, McCready & McCarthy, Inc. is an investment advisor with 10 investment advisor representatives and 11 investment advisory functions. The firm advises 100 high-net-worth individuals and 30 individuals other than high-net-worth. Their services include financial planning and selection of other advisors.

Not reported

Assets Under Management

130

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Business management fee based on % of entertainment income

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Carmen Romano’s Registration & Firm History

NY

06/27/2016 - Present

Flood, Bumstead, McCready & McCarthy, Inc. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/24/2016

Series 65 - Uniform Investment Adviser Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Carmen Joseph Romano.
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