Unclaimed
Carmen Romano is an investment advisor representative at Flood, Bumstead, McCready & McCarthy, Inc. Carmen has been in the industry since January 2004. Carmen is registered with the state of California, New York, and Tennessee. Carmen's primary registration is with the state of New York. Carmen has passed the Uniform Investment Adviser Law Examination (Series 65). Carmen has a strong background in providing financial planning and selection of other advisors services. Carmen has worked with 130 clients, including high-net-worth individuals, individuals other than high-net-worth, and other clients. Carmen's firm provides financial planning, selection of other advisors, and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Business management fee based on % of entertainment income
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2
NY
06/27/2016 - Present
Flood, Bumstead, McCready & McCarthy, Inc. (NEW YORK NY)
IA
Issued 06/24/2016
Series 65 - Uniform Investment Adviser Law Examination
Active
Inactive
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