Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Hui is a financial advisor with New York Life Investment Management LLC, a firm based in New York, NY. Carmen Hui has been in the financial services industry since May 2011. Carmen Hui has worked for several firms, including Columbia Management Investment Distributors, Inc., Wells Fargo Advisors, LLC and J.P. Morgan Securities LLC. Carmen Hui is a registered representative in New York and has Series 6, 7, 63 and 66 licenses. Carmen Hui specializes in portfolio management for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/28/2021 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
NY
01/08/2015 - 11/30/2016
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/13/2013 - 01/08/2015
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
10/01/2012 - 09/04/2013
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
11/23/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
BOTH
Issued 12/31/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carmen Hui is the right advisor for you? Invested Better is here to help.
