Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Wong is a financial professional with over 10 years of experience in the financial services industry. Carmen has a broad range of experience, having previously worked at Citadel Securities Institutional LLC, Citadel Securities LLC, and Palafox Trading LLC. Carmen is currently registered with Mesirow Financial, Inc. and holds Series 7, 24, 27, 63, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/16/2021 - Present
Mesirow Financial, Inc. (CHICAGO IL)
FL
07/16/2019 - 09/01/2020
CITADEL CLEARING LLC (MIAMI FL)
FL
07/16/2019 - 09/01/2020
CITADEL SECURITIES INSTITUTIONAL LLC (MIAMI FL)
FL
07/16/2019 - 09/01/2020
CITADEL SECURITIES LLC (MIAMI FL)
FL
07/16/2019 - 09/01/2020
PALAFOX TRADING LLC (MIAMI FL)
IL
12/22/2010 - 07/12/2019
MESIROW FINANCIAL, INC. (CHICAGO IL)
BC
Issued 07/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 12/21/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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