Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Guy Cercone is a financial advisor with over 40 years of experience in the industry. Carmen is currently registered with LPL Financial LLC in Scottsdale, Arizona. Prior to joining LPL, Carmen worked with KESTRA INVESTMENT SERVICES, LLC and SII INVESTMENTS, INC. Carmen is a Series 6, 7, 63, and 66 licensed advisor. Carmen holds a Series 7, 6, and 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/15/2023 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
07/21/2016 - 08/14/2023
KESTRA INVESTMENT SERVICES, LLC (Chandler AZ)
AZ
01/27/2009 - 07/21/2016
SII INVESTMENTS, INC. (CHANDLER AZ)
AZ
10/31/2005 - 01/30/2009
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
05/10/2000 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
07/13/1983 - 04/25/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/13/1983 - 04/25/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 10/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carmen Cercone is the right advisor for you? Invested Better is here to help.
