Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Frank Pinto is a financial advisor with over 23 years of experience in the industry. Carmen is currently registered with Morgan Stanley in BAINBRIDGE ISLAND, WA, where Carmen has been employed since June 2009. Prior to that, Carmen was registered with CITIGROUP GLOBAL MARKETS INC. in SILVERDALE, WA. Carmen holds Series 7, 9, 10, 63, and 65 licenses. Carmen has a strong background in portfolio management, financial planning, and asset allocation advice. Carmen is committed to providing personalized financial guidance to clients, helping them to reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
06/01/2009 - Present
Morgan Stanley (BAINBRIDGE ISLAND WA)
WA
06/15/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SILVERDALE WA)
IA
Issued 07/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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