Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Elaine Mitchell is an active investment advisor representative with Edward Jones. Carmen has been in the industry for 20 years, starting with Ameritas Investment Corp. and having also worked for Gilbert Marshall & Company, LINSCO/PRIVATE LEDGER CORP., Cambridge Investment Research, Inc. and Securities America, Inc. Carmen holds licenses for both securities and investment advisory in Missouri and Nebraska. Carmen also holds multiple licenses including Series 4, Series 6, Series 7, Series 9, Series 10, Series 24 and Series 66 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
03/18/2024 - Present
Edward Jones (ST LOUIS MO)
NE
06/15/2007 - 09/29/2014
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
01/20/2006 - 11/20/2006
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
SC
11/04/1994 - 11/30/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CO
01/22/1994 - 10/19/1994
GILBERT MARSHALL & COMPANY (GREELEY CO)
NE
05/21/1992 - 01/11/1994
AMERITAS INVESTMENT CORP. (LINCOLN NE)
BOTH
Issued 08/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/28/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2011
Series 4 - Registered Options Principal Examination
BC
Issued 03/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carmen Mitchell is the right advisor for you? Invested Better is here to help.
