Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Morrone is a financial advisor with over 25 years of experience in the industry. Carmen is currently registered with Realta Equities, Inc., a firm that is not currently registered as an Investment Advisor. Carmen has held previous roles at B. Riley Wealth Management, National Securities Corporation, Muriel Siebert & Co., Inc., Investcorp, Inc., and Oppenheimer & Co. Inc.. Carmen has passed the Series 6, Series 7, and SIE exams. Carmen is registered in nine states including California, Delaware, Florida, Georgia, New Jersey, New York, Pennsylvania, Vermont and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/12/2022 - Present
Realta Equities, Inc. (San Diego CA)
TN
10/29/2021 - 05/13/2022
B. RILEY WEALTH MANAGEMENT (MEMPHIS TN)
NY
07/02/2020 - 05/13/2022
NATIONAL SECURITIES CORPORATION (EAST HAMPTON NY)
NJ
09/17/2018 - 07/06/2020
MURIEL SIEBERT & CO., INC. (Jersey City NJ)
NY
09/06/2016 - 10/12/2018
INVESTACORP, INC. (BETHPAGE NY)
FL
11/22/2013 - 09/07/2016
NATIONAL SECURITIES CORPORATION (PALM CITY FL)
NY
02/19/2013 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (GREENVALE NY)
NY
09/20/2011 - 02/20/2013
OPPENHEIMER & CO. INC. (JERICHO NY)
NY
05/04/2009 - 10/13/2011
NYLIFE SECURITIES LLC (MERRICK NY)
NY
09/12/2008 - 04/24/2009
AMERIPRISE ADVISOR SERVICES, INC. (NEW YORK NY)
NY
07/29/2005 - 09/12/2008
WACHOVIA SECURITIES, LLC (NEW YORK NY)
AZ
11/19/2002 - 08/01/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
05/03/2002 - 11/15/2002
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NY
11/20/2001 - 04/16/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
09/18/2000 - 11/26/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
PA
11/10/1998 - 09/19/2000
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
AZ
04/07/1997 - 11/12/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
03/07/1997 - 04/03/1997
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
CA
09/06/1996 - 02/10/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
BC
Issued 03/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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