Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Feinstein is a financial advisor with Cetera Financial Specialists LLC in Tulsa, OK. Carmen has been in the industry since 1986, and has experience working with clients at Avantax Investment Services, Inc. and LPL Financial LLC. Carmen is a Series 7, Series 8, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
09/29/2021 - Present
Cetera Financial Specialists LLC (TULSA OK)
OK
12/23/2011 - 10/11/2021
AVANTAX INVESTMENT SERVICES, INC. (Tulsa OK)
OK
09/22/2006 - 02/17/2012
LPL FINANCIAL LLC (BROKEN ARROW OK)
NY
10/25/1984 - 03/04/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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