Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Goldsmith is a financial professional with over 20 years of experience in the industry. Carmen is currently registered with MML Investors Services, LLC. Carmen has a strong background in investment advisory services and provides financial planning and portfolio management services to a variety of clients, including individuals, businesses, and retirement plans. Prior to joining MML Investors Services, LLC, Carmen was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
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CA
06/24/2002 - Present
MML Investors Services, LLC (Walnut Creek CA)
NY
02/22/2001 - 04/03/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 4/30/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 4/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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