Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Beatriz Vargas is a financial professional with over 20 years of experience in the industry. Carmen is currently registered with Barclays Capital Inc. and has previously been registered with Samuel A Ramirez & Co., Inc., BOK Financial Securities, Inc., Cabrera Capital Markets, LLC, Stone & Youngberg LLC and Citigroup Global Markets Inc. Carmen has a wide range of experience in the industry and holds a Series 63, SIE, and Series 52 license. Carmen is licensed in 53 states and holds an active registration with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/01/2021 - Present
Barclays Capital Inc. (SAN FRANCISCO CA)
CA
06/23/2017 - 02/19/2021
SAMUEL A RAMIREZ & CO., INC. (LOS ANGELES CA)
CA
02/25/2015 - 07/11/2017
BOK FINANCIAL SECURITIES, INC. (NEWPORT BEACH CA)
CA
07/06/2010 - 02/17/2015
CABRERA CAPITAL MARKETS, LLC (LOS ANGELES CA)
CA
03/04/2008 - 06/25/2010
STONE & YOUNGBERG LLC (LOS ANGELES CA)
NY
07/12/2000 - 03/13/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2000
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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