Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Ascanio is a registered representative with Morgan Stanley in Pasadena, CA. Carmen has been in the financial services industry for over 25 years, and has worked for both Morgan Stanley and Morgan Stanley DW Inc. in several capacities. Carmen holds several professional designations and is registered in several states across the country. Carmen has experience providing financial planning, asset allocation advice and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/11/2020 - Present
Morgan Stanley (Pasadena CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PASADENA CA)
CA
01/24/2007 - 04/02/2007
MORGAN STANLEY DW INC. (PASADENA CA)
NY
04/16/2003 - 01/25/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/24/1997 - 04/17/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
09/18/1995 - 03/24/1997
GRIFFIN FINANCIAL SERVICES
BOTH
Issued 07/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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