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Carmen Antonette Sanders

Fifth Third Securities, Inc.

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About Carmen Antonette Sanders

Carmen Antonette Sanders is a registered representative of Fifth Third Securities, Inc. based in CINCINNATI, OH. Carmen has been in the securities industry since 1993. Carmen is also a registered investment advisor representative in the state of Ohio. Carmen has passed the Series 6, 7, 63 and 66 exams. Carmen holds a Series 63 registration and is licensed in Indiana, Kentucky, and Ohio.

Firm Information

Carmen Sanders is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

7101 MIAMI RD

CINCINNATI, OH 45243

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carmen Sanders’s Registration & Firm History

OH

12/09/2014 - Present

Fifth Third Securities, Inc. (CINCINNATI OH)

OH

02/06/2008 - 08/26/2014

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

OH

12/07/2006 - 02/11/2008

FIDELITY BROKERAGE SERVICES LLC (BLUE ASH OH)

RI

06/17/1999 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

11/01/1993 - 05/10/1999

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 12/9/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/18/1996

Series 7 - General Securities Representative Examination

BC

Issued 10/29/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carmen Antonette Sanders.
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