Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Antonette Sanders is a registered representative with Fifth Third Securities, Inc. Carmen has been in the securities industry for over 27 years. Carmen is registered with the following states: Indiana, Kentucky, and Ohio. Carmen also holds the Series 6, 7, 63, and 66 securities licenses. Carmen has been with Fifth Third Securities, Inc. since September 2014. Previously, Carmen was registered with Touchstone Securities, Inc., Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and Fidelity Brokerage Services, Inc. Carmen's specializations include: providing financial planning, managing portfolios for businesses and individuals, and managing portfolios for pooled investment vehicles. Carmen's experience and knowledge make her well-suited to assist clients with a variety of financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
12/09/2014 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
OH
02/06/2008 - 08/26/2014
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
OH
12/07/2006 - 02/11/2008
FIDELITY BROKERAGE SERVICES LLC (BLUE ASH OH)
RI
06/17/1999 - 12/31/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
11/01/1993 - 05/10/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 12/09/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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