Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmen? Claim Your ProfileCarmen Vasquez is a registered representative with Morgan Stanley. Carmen has over 20 years of experience in the financial services industry. Prior to joining Morgan Stanley, Carmen was a registered representative with WELLS FARGO CLEARING SERVICES, LLC and Insight Securities, Inc. Carmen holds Series 7, 9, 10, 63 and 66 securities licenses and is registered in all 50 states. Carmen specializes in providing financial advice to individuals, families, businesses, and institutions. Carmen has a deep understanding of the investment markets and is committed to providing her clients with personalized financial advice and investment solutions that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/29/2021 - Present
Morgan Stanley (Hialeah FL)
FL
03/04/2019 - 03/17/2021
WELLS FARGO CLEARING SERVICES, LLC (WESTON FL)
FL
10/27/2015 - 12/04/2018
INSIGHT SECURITIES, INC. (MIAMI FL)
FL
08/03/2007 - 11/06/2014
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
10/17/2006 - 07/16/2007
BNP PARIBAS INVESTMENT SERVICES, LLC (MIAMI FL)
FL
02/03/1999 - 10/19/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (MIAMI FL)
BOTH
Issued 08/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/26/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carmen Vasquez is the right advisor for you? Invested Better is here to help.
