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Carmelo Restifo

Mufg Securities Americas Inc.

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About Carmelo Restifo

Carmelo Restifo is a registered representative with Mufg Securities Americas Inc. Carmelo Restifo has been in the securities industry since July 5, 2013 and is registered with both FINRA and the states of California and New York. Prior to joining Mufg Securities Americas Inc. Carmelo Restifo was employed by BTMU Securities, Inc.. Carmelo Restifo holds the following securities licenses: Series 79, Series 63 and SIE.

Firm Information

Carmelo Restifo is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carmelo Restifo’s Registration & Firm History

CA

04/01/2017 - Present

Mufg Securities Americas Inc. (Los Angeles CA)

CA

07/01/2014 - 04/01/2017

BTMU SECURITIES, INC. (Los Angeles CA)

CA

07/06/2013 - 06/30/2014

MUFG (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 01/12/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carmelo Restifo.
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