Unclaimed
Carmelo Restifo is a registered representative with Mufg Securities Americas Inc. Carmelo Restifo has been in the securities industry since July 5, 2013 and is registered with both FINRA and the states of California and New York. Prior to joining Mufg Securities Americas Inc. Carmelo Restifo was employed by BTMU Securities, Inc.. Carmelo Restifo holds the following securities licenses: Series 79, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/01/2017 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
CA
07/01/2014 - 04/01/2017
BTMU SECURITIES, INC. (Los Angeles CA)
CA
07/06/2013 - 06/30/2014
MUFG (LOS ANGELES CA)
BC
Issued 01/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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