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Carmelo A Barbaro

Northwestern Mutual Investment Services, LLC

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About Carmelo A Barbaro

Carmelo A. Barbaro is a financial professional with over 15 years of experience in the industry. Carmelo currently works at Northwestern Mutual Investment Services, LLC, and is registered with FINRA and in 33 states. Carmelo also holds the Series 6, 7, 26, 63 and SIE licenses and the Uniform Investment Adviser Law Examination. Carmelo has previously worked at HARRIS INVESTOR SERVICES, INC. and CHASE INVESTMENT SERVICES CORP.

Firm Information

Carmelo Barbaro is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Carmelo Barbaro’s Registration & Firm History

IL

01/27/2011 - Present

Northwestern Mutual Investment Services, LLC (DOWNERS GROVE IL)

IL

07/28/2009 - 11/24/2010

HARRIS INVESTOR SERVICES, INC. (ELMHURST IL)

IL

12/07/2006 - 11/18/2008

CHASE INVESTMENT SERVICES CORP. (NAPERVILLE IL)

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Licenses & Designations

IA

Issued 03/29/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/19/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/16/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2018

Series 7 - General Securities Representative Examination

BC

Issued 12/06/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carmelo A Barbaro.
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