Unclaimed
Carmelita Yunaranie Singh-mayer has been a registered representative since 1993. Carmelita is currently registered with Wells Fargo Clearing Services, LLC in Florida and Texas. Carmelita has also been previously registered with Morgan Keegan & Company, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Dean Witter Reynolds Inc., and Northern Trust Securities, Inc.. Carmelita has experience in the securities industry for over 29 years. Carmelita holds several licenses including Series 7, Series 31, Series 63, Series 65 and the SIE. Carmelita has specialized in investments and financial planning services for individuals, businesses and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/07/2016 - Present
Wells Fargo Clearing Services, LLC (FORT LAUDERDALE FL)
FL
10/02/2008 - 11/20/2012
MORGAN KEEGAN & COMPANY, INC. (FT. LAUDERDALE FL)
FL
07/01/2003 - 10/06/2008
WACHOVIA SECURITIES, LLC (FORT LAUDERDALE FL)
NY
02/08/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/21/1996 - 02/16/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IL
09/01/1993 - 03/27/1996
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IA
Issued 07/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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