Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmela? Claim Your ProfileCarmela Nocerino is a financial advisor with over 20 years of experience in the financial services industry. Carmela is currently registered with Raymond James Financial Services Advisors, Inc. in Basking Ridge, New Jersey, and provides a variety of financial services to individuals, families, businesses, and institutions. These services include financial planning, portfolio management, and investment advice. Carmela holds Series 7, 9, 10, 63, and 66 securities licenses and is also a Registered Investment Advisor. Carmela is passionate about helping her clients achieve their financial goals and is committed to providing them with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
01/18/2022 - Present
Raymond James Financial Services Advisors, Inc. (Basking Ridge NJ)
NJ
08/17/2016 - 01/04/2022
MORGAN STANLEY (Paramus NJ)
NJ
03/08/2016 - 08/03/2016
RBC CAPITAL MARKETS, LLC (PARSIPPANY NJ)
NJ
04/23/2012 - 03/21/2016
MORGAN STANLEY (RED BANK NJ)
NJ
05/09/2000 - 03/26/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
MD
11/10/1998 - 04/24/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 03/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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