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Carmela Michelle Merchant

Northwestern Mutual Investment Services, LLC

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About Carmela Michelle Merchant

Carmela Merchant is a financial professional with over 20 years of experience in the industry. Carmela has a broad range of experience working with clients and is licensed to conduct business in 51 states. Carmela currently works with Northwestern Mutual Investment Services, LLC and is located in Spokane Valley, Washington.

Firm Information

Carmela Merchant is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Carmela Merchant’s Registration & Firm History

WA

11/05/2004 - Present

Northwestern Mutual Investment Services, LLC (Spokane Valley WA)

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Licenses & Designations

IA

Issued 11/01/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/10/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2008

Series 4 - Registered Options Principal Examination

BC

Issued 07/09/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/05/2002

Series 24 - General Securities Principal Examination

BC

Issued 02/27/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2002

Series 7 - General Securities Representative Examination

BC

Issued 12/08/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carmela Michelle Merchant.
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