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Carmela antoinette Sio Lao

Virtu Americas LLC

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About Carmela antoinette Sio Lao

Carmela Antoinette Lao has been a registered representative since 2015, and has worked in the industry since 2015. Carmela is a Series 7, SIE, Series 57, and Series 99 licensed professional, and currently works for Virtu Americas LLC, a FINRA registered broker dealer. Previously, Carmela was registered with VIRTU FINANCIAL BD LLC. Carmela currently operates from a branch office of Virtu Americas LLC in New York, NY.

Firm Information

Carmela antoinette Lao is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carmela antoinette Lao’s Registration & Firm History

NY

11/02/2015 - Present

Virtu Americas LLC (New York NY)

TX

08/27/2018 - 04/09/2020

VIRTU FINANCIAL BD LLC (AUSTIN TX)

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Licenses & Designations

BC

Issued 07/28/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Carmela antoinette Sio Lao.
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