Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmel? Claim Your ProfileCarmel Elease Harrell is an active Registered Representative and Investment Advisor Representative, with over 20 years of experience in the financial services industry. Carmel is currently registered with RBC Capital Markets, LLC, and has been in this role since November 2014. Prior to that, Carmel worked at Morgan Stanley from June 2009 to December 2014 and Citigroup Global Markets Inc. from April 2005 to June 2009. Carmel has a broad range of experience in the financial services industry, including providing investment advice, financial planning, and portfolio management services to a diverse clientele. Carmel is committed to providing personalized service and meeting the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/24/2014 - Present
RBC Capital Markets, LLC (Sarasota FL)
FL
06/01/2009 - 12/03/2014
MORGAN STANLEY (SARASOTA FL)
FL
04/26/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)
NY
10/25/2001 - 04/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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