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Carmel Bequia Exum

Nelson Securities, INC.

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About Carmel Bequia Exum

Carmel Bequia Exum is an investment advisor representative associated with Nelson Securities, Inc. Carmel has been working in the securities industry since 2021. Carmel holds Series 63, 65, 7TO, and SIE licenses. Carmel provides financial planning and portfolio management services.

Firm Information

Carmel Exum is currently registered with Nelson Securities, INC.. Nelson Securities, INC. is a Corporation formed on October 3, 1983, and is headquartered in SPOKANE, WA, United States. The firm has 7 licensed agents, 9 investment adviser representatives, 11 registered representatives, 9 individuals performing investment advisory functions, and 0 investment adviser representatives for other investment advisers. The firm manages approximately $242,493,984 in regulatory assets under management and offers portfolio management services to individuals and publication of periodicals. They also provide investment advisory services to individuals other than high-net-worth individuals, corporations, and pension and profit sharing plans. Nelson Securities, INC. is registered with the SEC and is also registered in all 50 states.
Nelson Securities, INC.

9718 N MORTON CT

SPOKANE, WA 99218

$242.49M

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carmel Exum’s Registration & Firm History

CA

09/11/2021 - Present

Nelson Securities,INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 02/28/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/10/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/26/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carmel Bequia Exum.
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