Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmel? Claim Your ProfileCarmel Anne Courtright is a financial advisor with over 25 years of experience in the industry. She is currently registered with Stifel, Nicolaus & Company, Inc. Carmel has experience with a variety of firms including Arque Capital, LTD., Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Carmel offers financial planning, pension consulting, educational seminars and portfolio management for businesses and individuals. Carmel has passed the Series 3, 7, 8, 9, 10, 24, 63 and 65 exams. She holds a Series 65 registration with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, Wisconsin and Wyoming. Carmel has a strong track record of success and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
06/08/2011 - Present
Stifel, Nicolaus & Company, Inc. (SCOTTSDALE AZ)
AZ
04/05/2010 - 06/08/2011
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
AZ
06/01/2009 - 04/26/2010
MORGAN STANLEY SMITH BARNEY (SCOTTSDALE AZ)
AZ
03/04/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NY
02/28/1997 - 03/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/29/1996 - 01/08/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 03/21/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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