Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carman? Claim Your ProfileCarman Theodore Hicks is a financial advisor in Cary, NC, and has been working in the industry since 1999. Carman holds licenses for both investment advising and broker-dealer activities. Carman is registered with Hicks & Associates Wealth Management, LLC. Carman also worked for Amerprise Financial Services, LLC, prior to joining Hicks & Associates. Carman is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 63, Series 65, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/16/2022 - Present
Hicks & Associates Wealth Management, LLC (CARY NC)
NC
01/08/1999 - 10/16/2020
AMERIPRISE FINANCIAL SERVICES, LLC (CARY NC)
MN
01/08/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Carman Hicks is the right advisor for you? Invested Better is here to help.
