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Carlyna Dowell

Cetera Advisors LLC

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About Carlyna Dowell

Carlyna Dowell is a registered representative with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Carlyna has been in the securities industry since June 16, 2005. Carlyna holds the Series 7, 24, 52TO, 53, and 63 licenses and is registered in Texas.

Firm Information

Carlyna Dowell is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlyna Dowell’s Registration & Firm History

TX

08/22/2024 - Present

Cetera Advisors LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 02/22/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/05/2007

Series 4 - Registered Options Principal Examination

BC

Issued 01/19/2006

Series 24 - General Securities Principal Examination

BC

Issued 08/22/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlyna Dowell.
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