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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlyn? Claim Your ProfileCarlyn Marie Hensen is a financial advisor with over 30 years of experience in the industry. Carlyn is currently registered with Wealthpenn.comllc, which has a main office in Purchase, New York. Carlyn is licensed to provide investment advisory services in Wisconsin and Texas. In the past, Carlyn worked at UBS Financial Services Inc., Piper Jaffray & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Coltrane Securities Network, Inc., Dain Bosworth Incorporated, and Blunt Ellis & Loewi Incorporated. Carlyn has passed several industry exams, including the Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 31, and the SIE. Carlyn is also registered with the Financial Industry Regulatory Authority (FINRA). Carlyn specializes in providing financial advice to high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Carlyn's firm, Wealthpenn.comllc, manages approximately $10 billion to $50 billion in assets for approximately 335,385 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WI
07/09/2010 - Present
Wealthpenn.comllc (Middleton WI)
WI
08/12/2006 - 07/16/2010
UBS FINANCIAL SERVICES INC. (MADISON WI)
WI
05/04/2001 - 08/12/2006
PIPER JAFFRAY & CO. (MADISON WI)
NY
08/09/1995 - 05/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
WI
04/21/1995 - 07/21/1995
COLTRANE SECURITIES NETWORK, INC. (MADISON WI)
NA
06/01/1990 - 01/10/1995
DAIN BOSWORTH INCORPORATED
NA
05/23/1989 - 04/16/1990
BLUNT ELLIS & LOEWI INCORPORATED
IA
Issued 4/2/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/6/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/14/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 5/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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