linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Carlyle T. Peake

Bbva Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Carlyle? Claim Your Profile

About Carlyle T. Peake

Carlyle T. Peake is a registered representative with Bbva Securities Inc. Carlyle has been in the securities industry since 1998 and has held previous positions at Aladdin Capital LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Carlyle is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 24, Series 63, Series 66, Series 79TO and Series 99TO licenses. Carlyle is currently registered in 49 states.

Firm Information

Carlyle Peake is currently registered with Bbva Securities Inc.. BBVA Securities Inc. is a corporation that was formed on March 13, 1990. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

104

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Carlyle Peake’s Registration & Firm History

NY

07/29/2011 - Present

Bbva Securities Inc. (NEW YORK NY)

CT

06/26/2009 - 08/08/2011

ALADDIN CAPITAL LLC (STAMFORD CT)

NY

07/11/2007 - 06/08/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/18/2003 - 11/25/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/30/1993 - 03/01/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Carlyle T. Peake is right for you?

Licenses & Designations

BC

Issued 06/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/15/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/24/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlyle T. Peake.
Not sure if Carlyle T. Peake is right for you?