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Carlyle Alton Wimberly

LPL Enterprise, LLC

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About Carlyle Alton Wimberly

Carlyle Alton Wimberly is a financial advisor with LPL Enterprise, LLC. Carlyle has been in the industry since 1989 and has experience with a variety of financial products and services. Carlyle's current firm, LPL Enterprise, LLC, is a broker-dealer and investment advisor with offices in Fort Mill, South Carolina. The firm offers a variety of financial services, including portfolio management, financial planning, and educational seminars.

Firm Information

Carlyle Wimberly is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carlyle Wimberly’s Registration & Firm History

MI

12/01/2024 - Present

LPL Enterprise, LLC (TROY MI)

AR

04/04/2022 - 12/31/2022

ST. BERNARD FINANCIAL SERVICES, INC. (RUSSELLVILLE AR)

IL

01/15/2020 - 12/31/2020

GREAT POINT CAPITAL LLC (CHICAGO IL)

MI

08/30/2017 - 12/10/2019

PFS INVESTMENTS INC. (AUBURN HILLS MI)

CA

03/23/1995 - 12/16/1995

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

NY

09/25/1990 - 10/22/1990

PRIME CHARTER LTD. (NEW YORK NY)

NY

01/05/1990 - 07/03/1990

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

04/25/1989 - 09/16/1989

BEAR, STEARNS & CO. INC. (NEW YORK NY)

CO

01/24/1989 - 04/05/1989

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

BOTH

Issued 02/09/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/30/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2022

Series 24 - General Securities Principal Examination

BC

Issued 11/14/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlyle Alton Wimberly.
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