Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carly? Claim Your ProfileCarly Susan Aroesty is a financial advisor associated with Houlihan Lokey Capital, Inc. in New York, NY. Carly has been in the securities industry for over a year and has passed several industry exams including the Series 7TO, Series 79TO and the SIE. She is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/22/2021 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
10/08/2021 - 10/28/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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