Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carly? Claim Your ProfileCarly Rothbort is a financial advisor with Osaic Advisory Services, LLC. Carly is a registered investment advisor representative in Florida, Massachusetts, Nevada, New Jersey, New York, and Texas. Carly also holds the Series 7TO, Series 66, and SIE licenses. Carly has been in the financial services industry since 2023. Prior to joining Osaic Advisory Services, LLC, Carly was an advisor representative with Triad Advisors LLC. Carly offers a wide range of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. Carly is also a founding member of Western Standardbred Alliance, Inc., a technology and website design firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
07/01/2024 - Present
Osaic Advisory Services, LLC (Henderson NV)
NV
07/16/2024 - 08/23/2024
TRIAD ADVISORS LLC (Henderson NV)
CA
09/06/2023 - 07/16/2024
KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)
BOTH
Issued 11/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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