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Carly Mccarthy Lockwood

Columbia Management Investment Advisers, LLC

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About Carly Mccarthy Lockwood

Carly Lockwood is a financial advisor with Columbia Management Investment Advisers, LLC. Carly has been in the industry since 2016 and holds a Series 66, Series 7, Series 24, and SIE licenses. Carly has experience working with various clients, including high-net-worth individuals, insurance companies, investment companies, and charitable organizations. Carly has a strong track record of providing excellent financial advice and helping her clients achieve their financial goals. Prior to joining Columbia Management Investment Advisers, LLC, Carly worked with Eaton Vance Distributors, Inc. and Putnam Investments.

Firm Information

Carly Lockwood is currently registered with Columbia Management Investment Advisers, LLC. Columbia Management Investment Advisers, LLC is an investment advisor headquartered in Boston, MA. They manage approximately $1 billion to $10 billion in assets and provide a variety of advisory services, including asset liability management, credit analysis, and asset allocation. They serve a diverse client base, including individuals, corporations, institutions, and investment companies.
Columbia Management Investment Advisers, LLC

290 CONGRESS STREET

BOSTON, MA 02210

$427.06B

Assets Under Management

126

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset liability management, credit analysis & asset allocation svcs

Asset liability management, credit analysis & asset allocation svcs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Carly Lockwood’s Registration & Firm History

MA

07/07/2017 - Present

Columbia Management Investment Advisers, LLC (BOSTON MA)

MA

12/05/2016 - 06/05/2017

EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 04/20/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/23/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carly Mccarthy Lockwood.
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