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Carly Jean Rott

Newedge Advisors

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About Carly Jean Rott

Carly Jean Rott is a financial professional who has been active in the industry since May 3, 2015. Carly is currently registered as an investment advisor representative (IAR) with Newedge Advisors, a registered investment advisor firm. Carly has been with Newedge Advisors since March 2018 and Carly has also been registered with Investment Centers of America, Inc., and LPL Financial LLC. Carly holds Series 66, Series 7, and SIE licenses and has a strong background in portfolio management for individuals and businesses.

Firm Information

Carly Rott is currently registered with Newedge Advisors. Newedge Advisors is an investment advisor with over $10 billion in assets under management. They provide a wide range of financial planning and advisory services to individuals, businesses, charitable organizations, pension plans, and high-net-worth individuals. The firm has over 396 investment advisor representatives and 194 registered representatives located throughout the United States. Newedge Advisors also offers wrap fee programs.
Newedge Advisors

858 CAMP STREET

NEW ORLEANS, LA 70130

$18.43B

Assets Under Management

141

Total Clients

420

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carly Rott’s Registration & Firm History

ND

09/10/2018 - Present

Newedge Advisors (Lamoure ND)

ND

05/04/2015 - 11/29/2017

INVESTMENT CENTERS OF AMERICA, INC. (OAKES ND)

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Licenses & Designations

BOTH

Issued 08/19/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carly Jean Rott.
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