Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carly? Claim Your ProfileCarly Anne Guardi is a financial advisor with over 20 years of experience in the industry. She is currently registered with Allstate Financial Services, LLC and has been with them since 2006. Carly has a strong background in securities, having held previous positions at U.S. Bancorp Investments, Inc. and U.S. Bancorp Piper Jaffray Inc. She is licensed to provide investment advice in Illinois and Delaware and holds the Series 7 and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
04/06/2006 - Present
Allstate Financial Services, LLC (NAPERVILLE IL)
IL
12/17/2002 - 03/27/2006
U.S. BANCORP INVESTMENTS, INC. (NAPERVILLE IL)
MN
10/24/2000 - 12/20/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NJ
05/23/2000 - 10/10/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 06/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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