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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlton? Claim Your ProfileCarlton Milo Higbie is a financial advisor with Morgan Stanley. Carlton has been in the financial services industry since July 10, 1990. Carlton is licensed to provide investment advice in 31 states and the District of Columbia. Prior to joining Morgan Stanley, Carlton worked for UBS Financial Services Inc., TD Securities (USA) Inc., Lancaster Financial Corporation, CIBC Wood Gundy Securities Corp. and Salomon Brothers Inc. Carlton is a Series 7 and Series 66 licensed representative. Carlton specializes in providing financial planning, portfolio management and educational seminars. Carlton also has experience providing asset allocation advice and selecting other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
11/02/2021 - Present
Morgan Stanley (Greenwich CT)
NY
03/03/2005 - 06/19/2013
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
11/06/1996 - 10/31/2001
TD SECURITIES (USA) INC. (NEW YORK NY)
NA
08/30/1993 - 05/17/1995
LANCASTER FINANCIAL CORPORATION
NY
03/09/1990 - 09/14/1990
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
NY
04/19/1983 - 08/17/1989
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 03/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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