Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlton? Claim Your ProfileCarlton Michael Adams is a broker with Fidelity Brokerage Services LLC, registered with FINRA as a general securities representative, investment company products/variable contracts representative, and holds a Series 63 license. Carlton has held prior roles with Lincoln Financial Distributors, Inc. and Wells Fargo Clearing Services, LLC. Carlton has been in the securities industry since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
08/23/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
10/01/2021 - 05/10/2022
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
06/28/2017 - 09/29/2021
WELLS FARGO CLEARING SERVICES, LLC (CINNAMINSON NJ)
BOTH
Issued 12/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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