Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlton? Claim Your ProfileCarlton Lamar Swope is a financial advisor with Raymond James Financial Services, Inc. He is located in St. Petersburg, FL. Carlton has been in the financial services industry since April 6, 2014. Carlton has a Series 99 license as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/30/2018 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
NJ
08/17/2022 - 09/03/2024
SUMRIDGE PARTNERS, LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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