Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlton? Claim Your ProfileCarlton Ken Gushiken is a registered representative with LPL Financial LLC. Carlton has been in the financial services industry since September 1985. Carlton is registered with the state of Hawaii, Washington, and California. Carlton holds Series 7, 6, 63, and 65 licenses. Carlton has been with LPL Financial LLC since September 2009. Prior to joining LPL Financial, Carlton worked for Associated Securities Corp., FSC Securities Corporation and Sun Investment Services Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
09/08/2009 - Present
LPL Financial LLC (HONOLULU HI)
HI
01/02/2009 - 09/08/2009
ASSOCIATED SECURITIES CORP. (HONOLULU HI)
HI
07/31/1997 - 12/31/2008
FSC SECURITIES CORPORATION (HONOLULU HI)
MA
09/13/1985 - 08/05/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IA
Issued 12/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/07/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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