Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlton? Claim Your ProfileCarlton Holmes is a financial advisor with Stonehaven, LLC. Carlton has been in the industry since March 16, 2020 and is registered with FINRA and the state of Florida. Carlton is also registered with the states of California, Connecticut, Massachusetts, New Jersey and New York. Carlton holds the Series 7TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/13/2020 - Present
Stonehaven, LLC (NEW YORK NY)
BC
Issued 05/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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