Unclaimed
Carlton Ballard is a registered representative with Lincoln Financial Distributors, Inc., a firm that is not currently registered with the SEC. Carlton has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Carlton's registration began on September 25, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/25/2018 - Present
Lincoln Financial Distributors, Inc. (GREENSBORO NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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