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Carlton Dashaun Ballard

Lincoln Financial Distributors, Inc.

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About Carlton Dashaun Ballard

Carlton Ballard is a registered representative with Lincoln Financial Distributors, Inc., a firm that is not currently registered with the SEC. Carlton has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Carlton's registration began on September 25, 2018.

Firm Information

Carlton Ballard is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlton Ballard’s Registration & Firm History

NC

09/25/2018 - Present

Lincoln Financial Distributors, Inc. (GREENSBORO NC)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlton Dashaun Ballard.
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