Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlton? Claim Your ProfileCarlton Creig Okamoto is a financial advisor currently associated with B. Riley Wealth Management. Carlton has been working in the financial services industry since June 24, 1978. Carlton has a broad range of experience, having worked with a variety of firms over the years, including NATIONAL SECURITIES CORPORATION, VTR CAPITAL, INC., J. B. STERLING CORP. (INVESTMENT SECURITIES), FITZGERALD, TALMAN, INC., PITTOCK FINANCIAL CORPORATION, and GENESIS CAPITAL CORPORATION. Carlton holds a number of licenses, including Series 63, Series 27, Series 24, Series 99TO, SIE, Series 7, and Series 1. Carlton is registered with the following states: California, Colorado, Florida, Hawaii, New York, Oregon, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
HI
07/22/2022 - Present
B. Riley Wealth Management (Honolulu HI)
HI
11/15/1993 - 07/22/2022
NATIONAL SECURITIES CORPORATION (HONOLULU HI)
NY
07/10/1989 - 10/22/1993
VTR CAPITAL, INC. (NEW YORK NY)
NA
03/16/1989 - 07/26/1990
J. B. STERLING CORP. (INVESTMENT SECURITIES)
NA
03/26/1987 - 03/04/1989
FITZGERALD, TALMAN, INC.
NA
02/03/1986 - 09/12/1986
PITTOCK FINANCIAL CORPORATION
NA
05/25/1984 - 05/12/1986
GENESIS CAPITAL CORPORATION
NA
01/13/1984 - 08/03/1984
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
NA
09/02/1983 - 11/22/1983
B. J. LEONARD AND COMPANY, INC.
NA
09/13/1982 - 08/22/1983
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
NA
07/29/1982 - 09/02/1982
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
NA
06/21/1979 - 08/05/1982
J DANIEL BELL & COMPANY, INC.
NA
07/09/1982 - 08/02/1982
E. J. PITTOCK & CO., INCORPORATED
NA
12/17/1970 - 10/06/1972
FIRST WESTERN SECURITIES OF COLO INC
BC
Issued 08/09/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/1984
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/29/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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