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Carlton C Coy

BNP Paribas Securities Corp.

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About Carlton C Coy

Carlton C Coy is a securities professional with over 17 years of experience in the industry. Carlton has held various positions at prominent financial institutions, including Credit Suisse Securities (USA) LLC, Barclays Capital Inc., and Lehman Brothers Inc. Currently, Carlton is employed by BNP Paribas Securities Corp. Carlton has a strong foundation in financial markets, with expertise in investment banking and securities trading. Carlton holds licenses for Series 4, Series 7, and Series 63 examinations.

Firm Information

Carlton Coy is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlton Coy’s Registration & Firm History

NJ

01/28/2020 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

NY

02/16/2016 - 03/12/2019

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/22/2008 - 08/25/2015

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

01/01/2005 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/08/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2006

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Carlton C Coy.
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